David E. Wohl

• SEC Targets “Greenwashing” by Investment Funds: More Proposals on the SEC ESG Agenda Alert — Governance & Securities — By Lyuba Goltser, Adé Heyliger, Robert Stern, David E. Wohl and John H. Bradshaw — PDF — June 21, 2022
• The Trump Administration Launches its (De)Regulatory Initiatives Alert — Governance & Securities — By Catherine T. Dixon, Sarah Downie, David E. Wohl, Ariel Kronman and Ellen J. Odoner — PDF — February 06, 2017
• SEC Proposes New Investment Adviser Safeguarding Rule to Enhance Protections of Advisory Client Assets Blog Post — Global Private Equity Watch — By David E. Wohl — February 17, 2023
  On February 15, 2023, the SEC proposed to amend and redesignate Rule 206(4)-2 (“Custody Rule”) under the Investment Advisers Act of 1940 (“Advisers Act”) to enhance investor protections relating to client assets of registered investment advisers. ...
• SEC’s Division of Examinations Announces 2023 Examination Priorities for Private Fund Sponsors Blog Post — Global Private Equity Watch — By David E. Wohl — February 09, 2023

  On February 7, 2023, the SEC’s Division of Examinations (“Division” or “EXAMS”) issued its examination priorities for 2023.[1] The Division highlighted the following areas of focus relevant to private fund sponsors: In announcing its priorities for 2023, the Division underscored core aspects of typical examinations of private fund advisers, including: (i) custody and safekeeping of […]

  The post SEC’s Division of Examinations Announces 2023 Examination Priorities for Private Fund Sponsors appeared first on Global Private Equity Watch.

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• Regulatory Developments and Annual Compliance Obligations Applicable to Private Fund Sponsors Blog Post — Global Private Equity Watch — By David E. Wohl — February 07, 2023
  Over the course of the last year, there have been a number of regulatory developments affecting private funds and their investment advisers that private equity sponsors should be aware of. We would also like to remind our private equity clients of important upcoming regulatory filings and compliance obligations in 2023. ...

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